Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stonington Christopher Cox | 5405758 | 1 | 09/23/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Julian Rosenberg | 1199910 | 3 | 06/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Suzanne Joyce Bell | 4935453 | 2 | 09/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Suzanne Joyce Bell | 4935453 | 2 | 08/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyongjin Lee | 2178866 | 2 | 08/04/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Julian Rosenberg | 1199910 | 3 | 03/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Eric Jafarzadeh | 2994968 | 1 | 07/22/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Julian Rosenberg | 1199910 | 3 | 04/22/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |