Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert William Cook | 1734775 | 2 | 09/02/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Marc Julian Rosenberg | 1199910 | 3 | 03/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Eric Jafarzadeh | 2994968 | 1 | 07/22/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Marc Julian Rosenberg | 1199910 | 3 | 04/22/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert William Cook | 1734775 | 2 | 01/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |