Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Clinton J McGowan | 2762124 | 3 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Clinton J McGowan | 2762124 | 3 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
(Hillel) Saul Felman | 1848966 | 1 | 02/19/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Clinton J McGowan | 2762124 | 3 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rana Vasu Prasad | 4390181 | 1 | 04/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Patrick Allen | 1551955 | 1 | 07/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Hunter Thompson | 7261653 | 1 | 12/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Stonington Christopher Cox | 5405758 | 1 | 09/23/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles Schwartz | 1577821 | 2 | 12/28/2000 | Customer Dispute | Settled | $66,400,000.00 | $0.00 | See FINRA Report |
Marc Julian Rosenberg | 1199910 | 3 | 06/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |