Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew William Kline | 5052963 | 5 | 07/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clinton J McGowan | 2762124 | 3 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason E Dinozzi | 4742815 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton J McGowan | 2762124 | 3 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hillel Saul Felman | 1848966 | 1 | 02/19/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Ryan Kirby | 7502431 | 1 | 10/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton J McGowan | 2762124 | 3 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rana Vasu Prasad | 4390181 | 1 | 04/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Patrick Allen | 1551955 | 1 | 07/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyongjin Lee | 2178866 | 2 | 10/06/2006 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |