Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Maroon Hinton | 1364069 | 4 | 03/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Michael Hinton | 830671 | 4 | 02/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sharon Maroon Hinton | 1364069 | 4 | 02/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Cardoso Desousa | 737038 | 4 | 01/16/2014 | Customer Dispute | Closed-No Action | $6,136.00 | $0.00 | See FINRA Report |
| Graham McMurray Clement | 1025061 | 3 | 01/06/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cody Don Carpenter | 4428953 | 1 | 12/10/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Donna Jean McClure | 2465951 | 4 | 04/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy David Camarillo | 5205051 | 4 | 04/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tracey Q Lynn | 5247865 | 2 | 04/04/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Masanobu Chinen | 2251117 | 2 | 03/07/2013 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |