Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracey Q Lynn | 5247865 | 2 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nigel Rohan Perryman | 5924631 | 2 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Hinton | 830671 | 4 | 12/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sharon Maroon Hinton | 1364069 | 4 | 12/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron L Cruz | 5950067 | 1 | 12/16/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Baty | 3006765 | 2 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith F Edmonson | 2295829 | 5 | 08/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Flattery | 4548222 | 3 | 06/20/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Graham McMurray Clement | 1025061 | 3 | 06/06/2014 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| Paul Michael Hinton | 830671 | 4 | 03/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |