Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Adgar | 4734751 | 3 | 08/10/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Brandon Webster | 6608790 | 2 | 08/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Brandon Webster | 6608790 | 2 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stanko Pavlovic | 2691298 | 3 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carly Rae Weedman | 7150099 | 1 | 05/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Richard Behm | 5010852 | 1 | 04/27/2015 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| John Michael Berkhoff | 5203562 | 1 | 04/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nigel Rohan Perryman | 5924631 | 2 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Charles Tharp | 4607972 | 1 | 02/27/2015 | Customer Dispute | Closed-No Action | $6,500.00 | $0.00 | See FINRA Report |
| Scott Alan Galbraith | 1014871 | 1 | 02/13/2015 | Customer Dispute | Withdrawn | $6,009.46 | $0.00 | See FINRA Report |