Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Haim Shepes | 1797326 | 1 | 09/05/2017 | Customer Dispute | Denied | $6,012.95 | $0.00 | See FINRA Report |
| Donna Jean McClure | 2465951 | 4 | 02/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brent Neese | 2639602 | 1 | 01/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Mylin Bowers | 7907134 | 1 | 10/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beren S Anderson | 4712368 | 1 | 10/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonio L Betancourt | 7228714 | 1 | 05/22/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Baniel Whitney | 7065517 | 1 | 03/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Fornasier | 2832055 | 2 | 01/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James P Mustard | 1361797 | 1 | 10/30/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| James Baty | 3006765 | 2 | 09/25/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |