Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Alan Satmaria | 4798777 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent William Carroll | 2087733 | 5 | 02/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew A Davis | 5912422 | 1 | 10/17/2018 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Stanko Pavlovic | 2691298 | 3 | 06/20/2018 | Customer Dispute | Settled | $19,508.00 | $0.00 | See FINRA Report |
| Roger Escobar | 2306908 | 3 | 05/09/2018 | Customer Dispute | Denied | $13,574.10 | $0.00 | See FINRA Report |
| Elizabeth Ellen Smith | 2533447 | 2 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 02/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Jean McClure | 2465951 | 4 | 02/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew David Clark | 6143187 | 1 | 10/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Greyvin D Jovel | 5858417 | 1 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |