Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Lydell White | 1255257 | 14 | 03/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Lopez | 4068954 | 3 | 01/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Jeffery Heller | 2422929 | 4 | 10/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Cava | 1477541 | 1 | 09/18/2019 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| James Michael Adgar | 4734751 | 3 | 08/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Millard Graves Laney | 6139142 | 1 | 08/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Casey Allen Weihert | 6399890 | 2 | 07/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Douglas Alchermes | 5782541 | 3 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Alchermes | 5782541 | 3 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith F Edmonson | 2295829 | 5 | 06/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |