Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Verlin D Dill | 5586512 | 2 | 10/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erik John Peterson | 2709532 | 1 | 08/14/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Mark Rosenblum | 404536 | 1 | 02/07/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derrick Richard Mims | 6167632 | 1 | 02/13/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gina Claire Evins | 6993928 | 3 | 01/10/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ritterhouse | 2516448 | 2 | 01/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ritterhouse | 2516448 | 2 | 11/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fred Wayne Thomas | 4227829 | 2 | 10/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Torrie | 1659704 | 4 | 02/23/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Filip Earl Wieland | 1483449 | 1 | 02/05/1990 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |