Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nelson S Stiles | 5867550 | 2 | 09/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Bryan Alan Hummel | 4603340 | 2 | 03/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph Fernandes | 2809449 | 2 | 04/02/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy David Camarillo | 5205051 | 4 | 03/28/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Chaim Troman | 3180011 | 1 | 12/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
William Lawrence Devine | 1461555 | 3 | 07/02/1996 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
William Lawrence Devine | 1461555 | 3 | 11/28/1995 | Customer Dispute | Settled | $759,000.00 | $0.00 | See FINRA Report |
William Lawrence Devine | 1461555 | 3 | 11/22/1995 | Customer Dispute | Award / Judgment | $59,000.00 | $59,000.00 | See FINRA Report |
Terry Duhamel | 1895011 | 2 | 06/16/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Timothy David Camarillo | 5205051 | 4 | 05/05/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |