Potomac Analytics' Logo

FINRA Broker Disclosures for Planmember Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 151-160 out of 181 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson S Stiles5867550209/11/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Bryan Alan Hummel4603340203/17/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Joseph Fernandes2809449204/02/1997CriminalFinal Disposition$0.00$0.00See FINRA Report
Timothy David Camarillo5205051403/28/1997CriminalFinal Disposition$0.00$0.00See FINRA Report
Chaim Troman3180011112/01/1996Judgment / Lien$0.00$0.00See FINRA Report
William Lawrence Devine1461555307/02/1996Customer DisputeSettled$600,000.00$0.00See FINRA Report
William Lawrence Devine1461555311/28/1995Customer DisputeSettled$759,000.00$0.00See FINRA Report
William Lawrence Devine1461555311/22/1995Customer DisputeAward / Judgment$59,000.00$59,000.00See FINRA Report
Terry Duhamel1895011206/16/1995Employment Separation After Allegations$0.00$0.00See FINRA Report
Timothy David Camarillo5205051405/05/1995CriminalFinal Disposition$0.00$0.00See FINRA Report

181 Results

Display: