Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Vincent Murray | 1613182 | 1 | 11/19/2002 | Customer Dispute | Closed-No Action | $30,659.40 | $0.00 | See FINRA Report |
| Timothy Stephen Winterbottom | 2323954 | 5 | 10/22/2002 | Customer Dispute | Denied | $34,345.20 | $0.00 | See FINRA Report |
| Aaron John Diaz | 6890929 | 1 | 09/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Masanobu Chinen | 2251117 | 2 | 05/02/2002 | Customer Dispute | Denied | $7,323.86 | $0.00 | See FINRA Report |
| Cinthia Faye Marshall | 3066812 | 1 | 01/03/2002 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Michael John Fornasier | 2832055 | 2 | 12/17/2001 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Julian Daniel Leck | 6441603 | 1 | 11/09/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Cardoso Desousa | 737038 | 4 | 03/17/2001 | Customer Dispute | Settled | $8,692.49 | $0.00 | See FINRA Report |
| Timothy Stephen Winterbottom | 2323954 | 5 | 11/24/2000 | Customer Dispute | Settled | $5,570.46 | $0.00 | See FINRA Report |
| John Cardoso Desousa | 737038 | 4 | 10/03/2000 | Customer Dispute | Settled | $1,974.00 | $0.00 | See FINRA Report |