Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared Severin Johnson | 4427850 | 2 | 11/06/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jared Severin Johnson | 4427850 | 2 | 11/04/2008 | Customer Dispute | Settled | $47,013.40 | $0.00 | See FINRA Report |
| David Allen Lohr | 1455097 | 1 | 10/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Farris Slatton | 2468108 | 1 | 09/15/2008 | Customer Dispute | Settled | $16,500.00 | $0.00 | See FINRA Report |
| Keith George Prather | 1613661 | 1 | 08/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Cardoso Desousa | 737038 | 4 | 01/14/2008 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Marvin Anton Boxdorfer | 1585872 | 1 | 06/01/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth John Donnelly | 2092531 | 1 | 03/21/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sam Farhoumand | 6841448 | 2 | 07/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sam Farhoumand | 6841448 | 2 | 05/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |