Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Graham McMurray Clement | 1025061 | 3 | 06/25/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathaniel Moore | 3271750 | 2 | 05/19/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglas Larry Stevens | 1610219 | 2 | 05/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanko Pavlovic | 2691298 | 3 | 02/01/2010 | Customer Dispute | Denied | $8,738.99 | $0.00 | See FINRA Report |
| Christopher Todd Conrad | 3237118 | 2 | 01/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Fernandes | 2809449 | 2 | 07/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Stephenson | 2727339 | 1 | 06/18/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Brent William Carroll | 2087733 | 5 | 04/10/2009 | Customer Dispute | Settled | $17,159.80 | $0.00 | See FINRA Report |
| John D Conway | 2329254 | 1 | 02/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Vincent Grizinski | 1126007 | 1 | 02/05/2009 | Customer Dispute | Settled | $17,056.40 | $0.00 | See FINRA Report |