Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Michael Hinton | 830671 | 4 | 03/02/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sharon Maroon Hinton | 1364069 | 4 | 03/02/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Riley Avey | 3160027 | 4 | 01/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brent William Carroll | 2087733 | 5 | 12/06/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Nathaniel Moore | 3271750 | 2 | 11/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Robert Morris | 2557888 | 4 | 11/17/2010 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Robert Glenn Torrie | 1659704 | 4 | 10/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Nostrant | 6191881 | 1 | 09/07/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blake S Douvros | 7471811 | 1 | 08/27/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Jesus Fondevila | 1258014 | 1 | 08/15/2010 | Customer Dispute | Withdrawn | $9,623.38 | $0.00 | See FINRA Report |