Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Robert Morris | 2557888 | 4 | 11/17/2010 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Robert Glenn Torrie | 1659704 | 4 | 10/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Larry Stevens | 1610219 | 2 | 05/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanko Pavlovic | 2691298 | 3 | 02/01/2010 | Customer Dispute | Denied | $8,738.99 | $0.00 | See FINRA Report |
| John D Conway | 2329254 | 1 | 02/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith George Prather | 1613661 | 1 | 08/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Cardoso Desousa | 737038 | 4 | 01/14/2008 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Terry Duhamel | 1895011 | 2 | 12/05/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ellen Smith | 2533447 | 2 | 06/27/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 05/26/2004 | Customer Dispute | Denied | $14,660.70 | $0.00 | See FINRA Report |