Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Fornasier | 2832055 | 2 | 12/17/2001 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| John Cardoso Desousa | 737038 | 4 | 03/17/2001 | Customer Dispute | Settled | $8,692.49 | $0.00 | See FINRA Report |
| Timothy Stephen Winterbottom | 2323954 | 5 | 11/24/2000 | Customer Dispute | Settled | $5,570.46 | $0.00 | See FINRA Report |
| John Cardoso Desousa | 737038 | 4 | 10/03/2000 | Customer Dispute | Settled | $1,974.00 | $0.00 | See FINRA Report |
| William Lawrence Devine | 1461555 | 3 | 07/02/1996 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| William Lawrence Devine | 1461555 | 3 | 11/28/1995 | Customer Dispute | Settled | $759,000.00 | $0.00 | See FINRA Report |
| William Lawrence Devine | 1461555 | 3 | 11/22/1995 | Customer Dispute | Award / Judgment | $59,000.00 | $59,000.00 | See FINRA Report |
| Filip Earl Wieland | 1483449 | 1 | 02/05/1990 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |