Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allen Swier | 2418850 | 1 | 01/19/2004 | Customer Dispute | Settled | $251,463.00 | $0.00 | See FINRA Report |
| Roger Escobar | 2306908 | 3 | 10/14/2003 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Roger Escobar | 2306908 | 3 | 08/18/2003 | Customer Dispute | Denied | $23,096.50 | $0.00 | See FINRA Report |
| Jacob Brian Nash | 1164326 | 1 | 07/28/2003 | Customer Dispute | Award / Judgment | $42,625.00 | $8,500.00 | See FINRA Report |
| Timothy Stephen Winterbottom | 2323954 | 5 | 06/05/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Martin Wayne Adams | 2703719 | 1 | 03/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Vincent Murray | 1613182 | 1 | 11/19/2002 | Customer Dispute | Closed-No Action | $30,659.40 | $0.00 | See FINRA Report |
| Timothy Stephen Winterbottom | 2323954 | 5 | 10/22/2002 | Customer Dispute | Denied | $34,345.20 | $0.00 | See FINRA Report |
| Alan Masanobu Chinen | 2251117 | 2 | 05/02/2002 | Customer Dispute | Denied | $7,323.86 | $0.00 | See FINRA Report |
| Cinthia Faye Marshall | 3066812 | 1 | 01/03/2002 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |