Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Cardoso Desousa | 737038 | 4 | 01/14/2008 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Martha Ann Brown | 2833933 | 1 | 12/12/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Duhamel | 1895011 | 2 | 12/05/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ellen Smith | 2533447 | 2 | 06/27/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 11/12/2004 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |
| Timothy Stephen Winterbottom | 2323954 | 5 | 06/01/2004 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 05/26/2004 | Customer Dispute | Denied | $14,660.70 | $0.00 | See FINRA Report |
| Robert Glenn Torrie | 1659704 | 4 | 05/26/2004 | Customer Dispute | Settled | $9,574.00 | $0.00 | See FINRA Report |
| Scott Robert Morris | 2557888 | 4 | 05/10/2004 | Customer Dispute | Denied | $9,777.00 | $0.00 | See FINRA Report |
| Timothy Stephen Winterbottom | 2323954 | 5 | 02/05/2004 | Customer Dispute | Closed-No Action | $5,121.00 | $0.00 | See FINRA Report |