Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Goss | 2674354 | 1 | 01/02/2013 | Customer Dispute | Denied | $6,704.80 | $0.00 | See FINRA Report |
| Michael Thomas Flattery | 4548222 | 3 | 05/01/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Robert Morris | 2557888 | 4 | 04/03/2012 | Customer Dispute | Closed-No Action | $231,929.00 | $0.00 | See FINRA Report |
| Douglas Larry Stevens | 1610219 | 2 | 03/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 01/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brent William Carroll | 2087733 | 5 | 12/06/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Scott Robert Morris | 2557888 | 4 | 11/17/2010 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Robert Glenn Torrie | 1659704 | 4 | 10/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luis Jesus Fondevila | 1258014 | 1 | 08/15/2010 | Customer Dispute | Withdrawn | $9,623.38 | $0.00 | See FINRA Report |
| Nathaniel Moore | 3271750 | 2 | 05/19/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |