Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Adgar | 4734751 | 3 | 08/10/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Richard Behm | 5010852 | 1 | 04/27/2015 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Eric Charles Tharp | 4607972 | 1 | 02/27/2015 | Customer Dispute | Closed-No Action | $6,500.00 | $0.00 | See FINRA Report |
| Scott Alan Galbraith | 1014871 | 1 | 02/13/2015 | Customer Dispute | Withdrawn | $6,009.46 | $0.00 | See FINRA Report |
| Aaron L Cruz | 5950067 | 1 | 12/16/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Graham McMurray Clement | 1025061 | 3 | 06/06/2014 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| John Cardoso Desousa | 737038 | 4 | 01/16/2014 | Customer Dispute | Closed-No Action | $6,136.00 | $0.00 | See FINRA Report |
| Graham McMurray Clement | 1025061 | 3 | 01/06/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cody Don Carpenter | 4428953 | 1 | 12/10/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Alan Masanobu Chinen | 2251117 | 2 | 03/07/2013 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |