Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Fidelity Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael R Moore | 6189181 | 1 | 01/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Ca'Juan C Cooper | 7670662 | 1 | 11/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Alan Waggoner | 6371759 | 1 | 08/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vernard Williams | 6962338 | 1 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew M Speegle | 6605016 | 1 | 08/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kimberly S Music | 7216911 | 1 | 07/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brandace Hope Novack | 6666118 | 2 | 09/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ryan C Giltenan | 6310603 | 1 | 06/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy L Adkins | 7320055 | 1 | 05/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Leonard A Adame | 7554892 | 1 | 01/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |