Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michele Suzanne Nettesheim | 4866891 | 1 | 05/25/2024 | Customer Dispute | Denied | $11,317.30 | $0.00 | See FINRA Report |
| Emma Elizabeth Jackson | 5052924 | 1 | 05/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |