Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Albert Sebastian Messina | 1171467 | 1 | 06/07/2004 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
Nancy Ellen Higgins | 1108182 | 1 | 05/04/1998 | Customer Dispute | Settled | $3,583,800.00 | $0.00 | See FINRA Report |
Todd Neil Kanter | 867688 | 2 | 03/04/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |