Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Palmer Peebles Garson | 1762348 | 1 | 03/05/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alfred Marshall Acuff, Jr | 857 | 1 | 03/05/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Albert Sebastian Messina | 1171467 | 1 | 06/07/2004 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Nancy Ellen Higgins | 1108182 | 1 | 05/04/1998 | Customer Dispute | Settled | $3,583,800.00 | $0.00 | See FINRA Report |
| Todd Neil Kanter | 867688 | 2 | 05/25/1990 | Customer Dispute | Award / Judgment | $142,031.00 | $43,000.00 | See FINRA Report |
| Thomas Joseph Eck | 4064946 | 1 | 06/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Neil Kanter | 867688 | 2 | 03/04/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |