Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Anthony Rodriguez | 402397 | 5 | 05/29/2003 | Customer Dispute | Withdrawn | $16,793.00 | $0.00 | See FINRA Report |
| Raymond Anthony Rodriguez | 402397 | 5 | 07/31/2002 | Customer Dispute | Award / Judgment | $610.00 | $610.00 | See FINRA Report |
| Raymond Anthony Rodriguez | 402397 | 5 | 07/05/2000 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Raymond Anthony Rodriguez | 402397 | 5 | 04/19/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Anthony Rodriguez | 402397 | 5 | 04/07/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |