Our Staff has compiled our research into a database of FINRA Broker Disclosures for Axio Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diane Elaine Mtetwa | 4850145 | 1 | 07/08/2015 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Thomas Gerard Casey | 1277463 | 1 | 09/18/2014 | Customer Dispute | Settled | $72,500.00 | $0.00 | See FINRA Report |
| Savanna Victoria Ritchey | 6506307 | 1 | 04/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Brown | 6474176 | 1 | 11/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Robert Linsz | 2981369 | 1 | 03/28/2002 | Customer Dispute | Denied | $63,620.00 | $0.00 | See FINRA Report |
| Seth Adam Klein | 2456586 | 1 | 01/09/2002 | Customer Dispute | Denied | $47,131.70 | $0.00 | See FINRA Report |