Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Keenan | 872666 | 3 | 07/19/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edward Keenan | 872666 | 3 | 03/01/1991 | Customer Dispute | Settled | $371,000.00 | $0.00 | See FINRA Report |
| James Edward Keenan | 872666 | 3 | 12/12/1990 | Customer Dispute | Award / Judgment | $30,000.00 | $14,800.00 | See FINRA Report |