Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Sutcliffe Stoll | 704129 | 2 | 08/03/2022 | Customer Dispute | Award / Judgment | $300,000.00 | $245,000.00 | See FINRA Report |
| Charles Sutcliffe Stoll | 704129 | 2 | 05/23/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Dean Alden | 1029891 | 1 | 01/01/1986 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |