Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Andrew Vise | 3140821 | 8 | 01/03/2017 | Customer Dispute | Settled | $242,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 11/05/2013 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 01/25/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 01/25/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 01/25/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 01/24/2013 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 12/28/2012 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |