Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Michael Pullar | 4414018 | 1 | 09/25/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Venter | 2254218 | 1 | 08/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Redhead | 2314181 | 2 | 05/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daren Lee Pladson | 4342237 | 1 | 06/28/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Redhead | 2314181 | 2 | 03/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Mastrapasqua | 1048619 | 1 | 06/23/2006 | Customer Dispute | Settled | $387,987.00 | $0.00 | See FINRA Report |
| Edward Nishan Antoian | 1057744 | 1 | 11/03/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Thomas Tomer | 3198818 | 1 | 10/28/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |