Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denzil Alan Locke | 1660024 | 2 | 09/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Denzil Alan Locke | 1660024 | 2 | 12/09/2001 | Customer Dispute | Settled | $171,311.00 | $0.00 | See FINRA Report |