Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maximilian Wilson | 5763579 | 1 | 06/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Jacob Osherow | 2230819 | 3 | 03/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Jacob Osherow | 2230819 | 3 | 08/16/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Joseph McMonigle | 712454 | 3 | 10/25/2002 | Customer Dispute | Denied | $401,258.00 | $0.00 | See FINRA Report |
| Joseph Jacob Osherow | 2230819 | 3 | 05/22/2001 | Customer Dispute | Denied | $9,845.00 | $0.00 | See FINRA Report |
| James Joseph McMonigle | 712454 | 3 | 01/17/2000 | Customer Dispute | Settled | $116,834.00 | $0.00 | See FINRA Report |
| David Eugene Skultety | 2549650 | 1 | 04/22/1999 | Customer Dispute | Withdrawn | $25,378.00 | $0.00 | See FINRA Report |
| James Joseph McMonigle | 712454 | 3 | 01/07/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |