Our Staff has compiled our research into a database of FINRA Broker Disclosures for Integrity Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Wei Wong | 4689031 | 2 | 05/07/2024 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| David Wei Wong | 4689031 | 2 | 12/14/2021 | Customer Dispute | Settled | $489,862.00 | $0.00 | See FINRA Report |
| Shimon Peter Blumenfeld | 2657386 | 2 | 05/11/2005 | Customer Dispute | Withdrawn | $6,600.00 | $0.00 | See FINRA Report |
| Daniel Stephen Zuckerman | 1664035 | 1 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Christopher Lawson | 2536371 | 2 | 12/03/2003 | Customer Dispute | Settled | $62,700.00 | $0.00 | See FINRA Report |
| Sean Christopher Lawson | 2536371 | 2 | 11/01/2002 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Shimon Peter Blumenfeld | 2657386 | 2 | 08/21/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |