Our Staff has compiled our research into a database of FINRA Broker Disclosures for Integrity Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Christopher Lawson | 2536371 | 3 | 03/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Wei Wong | 4689031 | 1 | 12/14/2021 | Customer Dispute | Settled | $489,862.00 | $0.00 | See FINRA Report |
| William M Swayne | 4616158 | 6 | 12/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William M Swayne | 4616158 | 6 | 04/22/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| William M Swayne | 4616158 | 6 | 10/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William M Swayne | 4616158 | 6 | 11/12/2013 | Customer Dispute | Award / Judgment | $800,500.00 | $1,134,910.00 | See FINRA Report |
| William M Swayne | 4616158 | 6 | 01/31/2011 | Customer Dispute | Award / Judgment | $2,816,790.00 | $1,862,960.00 | See FINRA Report |
| William M Swayne | 4616158 | 6 | 10/09/2009 | Customer Dispute | Settled | $1,298,790.00 | $0.00 | See FINRA Report |
| Shimon Peter Blumenfeld | 2657386 | 2 | 05/11/2005 | Customer Dispute | Withdrawn | $6,600.00 | $0.00 | See FINRA Report |
| Daniel Stephen Zuckerman | 1664035 | 1 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |