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FINRA Broker Disclosures for Barrett & Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barrett & Company. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wilson Gordon Saville1406756409/23/2021Customer DisputeAward / Judgment$1,200,000.00$534,397.00See FINRA Report
Wilson Gordon Saville1406756404/12/2021Customer DisputeAward / Judgment$1,600,000.00$347,600.00See FINRA Report
Wilson Gordon Saville1406756404/02/2014Customer DisputeAward / Judgment$470,000.00$267,890.00See FINRA Report
Peter Albert Jacavone1255267101/24/2012Customer DisputeSettled$27,510.70$0.00See FINRA Report
Nicholas Joseph Cardello7490897109/10/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Wilson Gordon Saville1406756404/14/1998RegulatoryFinal$0.00$0.00See FINRA Report

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