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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Matthew Collins2426858211/21/2022Customer DisputeSettled$15,000.00$0.00See FINRA Report
Chad Michael Tusa4524325210/02/2014Judgment / Lien$0.00$0.00See FINRA Report
Chad Michael Tusa4524325207/22/2014Judgment / Lien$0.00$0.00See FINRA Report
David Matthew Collins2426858209/06/2012RegulatoryFinal$0.00$0.00See FINRA Report

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