Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Willard Benedict | 1178319 | 2 | 01/08/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Carl Willard Benedict | 1178319 | 2 | 08/14/2015 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Lynella Ann Devillier | 1928450 | 1 | 12/04/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |