Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodmen Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Amy Belaire Adams | 6702536 | 1 | 03/12/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Wade Lewis Wetzel | 6874958 | 1 | 10/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ronnie Glen Lear | 4678498 | 1 | 06/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Alan Brown | 1193933 | 1 | 07/02/1999 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
Lawrence D Hubbard | 4621017 | 1 | 02/23/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Cebron Edward O'Bier | 7538072 | 1 | 12/30/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeffrey Lee Bradford | 7483655 | 1 | 01/30/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Stephen Kyle McMahan | 4516704 | 1 | 02/24/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lynnette Marie Buck | 3152242 | 1 | 03/15/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Harold Hutto | 6327027 | 1 | 02/06/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |