Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodmen Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Anthony Snider | 5408908 | 4 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Russell White | 7320399 | 1 | 04/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Stringer | 4499137 | 1 | 02/18/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Dennis Kyle Powers | 5714272 | 1 | 11/22/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Leroy Ward | 4521396 | 1 | 10/26/2012 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Misty Michelle Overton | 6911099 | 2 | 09/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Schurawich Parker | 6582850 | 4 | 03/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Doyle | 4589435 | 1 | 10/15/2008 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Juan Cavazos | 6100422 | 2 | 12/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Cavazos | 6100422 | 2 | 12/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |