Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodmen Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robin Renae Rust | 7471688 | 7 | 03/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Malcom Cain | 5841084 | 1 | 08/18/2020 | Customer Dispute | Closed-No Action | $7,476.02 | $0.00 | See FINRA Report |
Earl Whayne Davis | 4528078 | 2 | 03/26/2020 | Customer Dispute | Settled | $7,077.23 | $0.00 | See FINRA Report |
Connie Lindemann Boland | 6126300 | 1 | 12/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Paul Christian Rankin | 6636363 | 1 | 08/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Garnett Clowdis | 5333034 | 3 | 07/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Bryan Bendek | 6266939 | 1 | 05/13/2019 | Customer Dispute | Final | $286,000.00 | $0.00 | See FINRA Report |
Kathleen Schurawich Parker | 6582850 | 4 | 04/16/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ronald Desmond Ginn | 6410531 | 1 | 04/11/2019 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Christopher Alan Sparkman | 6489645 | 1 | 02/08/2019 | Customer Dispute | Settled | $10,600.00 | $0.00 | See FINRA Report |