Our Staff has compiled our research into a database of FINRA Broker Disclosures for Amerant Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan M Hincapie | 7060391 | 2 | 12/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juan M Hincapie | 7060391 | 2 | 07/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daisy Miriam de La Torre Montoya | 5826195 | 2 | 07/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daisy Miriam de La Torre Montoya | 5826195 | 2 | 04/19/2016 | Customer Dispute | Settled | $507,500.00 | $0.00 | See FINRA Report |
| Gregory Pita | 6240938 | 1 | 06/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jason Segal | 4076125 | 1 | 06/14/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |