Our Staff has compiled our research into a database of FINRA Broker Disclosures for Axos Clearing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristina Anne Wagner | 2855667 | 2 | 04/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph J Getz | 5050615 | 1 | 09/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Gailen Heidzig | 2900274 | 1 | 04/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |