Our Staff has compiled our research into a database of FINRA Broker Disclosures for Natwest Markets Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel J Bicker | 2582630 | 1 | 04/14/2009 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Robert Paul Treacy | 3251880 | 1 | 11/09/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |