Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citadel Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Tsuyoshi Cintron | 7143493 | 1 | 09/02/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Stewart Archer | 5310260 | 1 | 12/05/2008 | Customer Dispute | Settled | $923,000.00 | $0.00 | See FINRA Report |
| Daniel John Mar | 4925785 | 1 | 05/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander J Ramsey | 5304485 | 1 | 09/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Brigandi | 4161586 | 1 | 10/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Marc Rossi | 5318419 | 1 | 04/09/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |