Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wfs, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Paul Bertonazzi | 2590583 | 3 | 05/25/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Paul Bertonazzi | 2590583 | 3 | 09/14/2009 | Customer Dispute | Settled | $5,500,000.00 | $0.00 | See FINRA Report |
| Eric Paul Bertonazzi | 2590583 | 3 | 03/13/2009 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |