Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Beth Nulman | 1091886 | 5 | 01/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 07/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lorraine Geraldine Hutchinson | 2843758 | 1 | 06/19/2009 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Timothy Martin Scannell | 1552763 | 4 | 06/02/2009 | Customer Dispute | Settled | $3,887.26 | $0.00 | See FINRA Report |
| John Miller Verfurth | 2670337 | 2 | 04/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Todd Lyon | 1111674 | 2 | 03/31/2009 | Customer Dispute | Denied | $18,401.00 | $0.00 | See FINRA Report |
| Timothy Martin Scannell | 1552763 | 4 | 01/29/2009 | Customer Dispute | Closed-No Action | $64,000.00 | $0.00 | See FINRA Report |
| Kevin William Philip | 4013701 | 1 | 09/28/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Matthew D Harris | 5072932 | 1 | 09/25/2008 | Customer Dispute | Settled | $24,606.30 | $0.00 | See FINRA Report |
| Peter Todd Lyon | 1111674 | 2 | 09/25/2008 | Customer Dispute | Settled | $24,606.30 | $0.00 | See FINRA Report |