Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Miller Verfurth | 2670337 | 2 | 11/10/2011 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Jeffrey S Allen | 4808940 | 1 | 05/17/2011 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| Hersh Steve Bogner | 2867330 | 1 | 01/20/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Kenneth Benjamin Hoffman | 728291 | 2 | 11/10/2010 | Customer Dispute | Award / Judgment | $1,500,000.00 | $630,357.00 | See FINRA Report |
| Mark Phelan Sudderberg | 1264536 | 1 | 09/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Blair Alan Anderson | 2160566 | 1 | 08/24/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 06/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larue Reubel Gibson | 1873017 | 2 | 04/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barnaby Jason Levin | 1796653 | 2 | 03/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larue Reubel Gibson | 1873017 | 2 | 02/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |