Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marie Kathryn McGraw | 6586789 | 1 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Lynn Abraham | 1002352 | 1 | 10/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Shawn Rand | 1340807 | 1 | 07/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Szytel | 4562819 | 1 | 04/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Edward Towey | 2997635 | 1 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Richard Morse | 340947 | 1 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Allan McFeeley | 1478424 | 3 | 03/03/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Gerald Trout | 4655793 | 1 | 10/31/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jordann Andrusiak | 5009841 | 1 | 09/19/2015 | Customer Dispute | Denied | $30,365.00 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 09/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |