Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ethan Collins | 4469610 | 2 | 02/20/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Andrew Koebel Schwartz | 2725117 | 1 | 01/03/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Steven Michael Ayer | 2520471 | 2 | 12/17/2019 | Customer Dispute | Final | $170,000.00 | $0.00 | See FINRA Report |
| Megan Theresa Grandmaison | 7016974 | 1 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg D Jensen | 5201206 | 2 | 09/26/2019 | Customer Dispute | Denied | $24,365.00 | $0.00 | See FINRA Report |
| Michael Patrick Ahearn | 5018599 | 1 | 09/23/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Eric C Hanson | 2574458 | 4 | 08/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Kathryn McGraw | 6586789 | 1 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Lynn Abraham | 1002352 | 1 | 10/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary David Lannen | 4210328 | 1 | 10/17/2016 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |