Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Beth Nulman | 1091886 | 5 | 04/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Code Moriniere | 7021510 | 1 | 10/08/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Gerald Foley | 2574796 | 1 | 05/05/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |