Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Blair Feit | 1027209 | 2 | 08/04/2000 | Customer Dispute | Settled | $229,140.00 | $0.00 | See FINRA Report |
| Hans Hoehn | 5451519 | 1 | 06/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Elliott Leventhal | 2433591 | 1 | 03/24/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lanna Lynn Schroeder | 2582381 | 1 | 12/14/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Deggelman | 840619 | 1 | 10/07/1999 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 08/10/1999 | Customer Dispute | Settled | $69,902.40 | $0.00 | See FINRA Report |
| Alfredo Martinez | 2217699 | 1 | 05/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Martin Scannell | 1552763 | 4 | 04/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Paul Siller | 1532483 | 2 | 05/23/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Paul Siller | 1532483 | 2 | 08/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |